Personal details
a. Name of applicant: Alessandro Grassi
b. Institutional affiliation: University of Milan-Bicocca
c. Name(s) of supervisor(s) of doctoral work: Prof. Stefano Campostrini, Prof. Francesca Dal Mas
d. Area and topic of the dissertation or PhD project: public value theory through the lenses of AI in public administrations
e. Year in which you started your doctoral work: 2022
f. Affiliation with a PhD school or program: Risorse per la nuova PA: persone e dati (University of Milan-Bicocca)
Paper abstract
Can institutional theory adequately explain implementation of artificial intelligence in public administrations?
The integration of Artificial Intelligence (AI) into public administration (PA) presents both significant opportunities and fundamental challenges to established organizational structures, processes, and norms (Ahn & Chen, 2022; Bonomi Savignon et al., 2024; Criado & Gil-Garcia, 2019; Desouza et al., 2020; Giest & Klievink, 2024; MacCarthaigh et al. 2024, Mergel et al., 2023; Neumann et al., 2024; Sousa et al., 2019; Wirtz et al., 2019, 2020, 2021). While institutional and neo-institutional theories have traditionally provided robust frameworks for understanding stability, change, and diffusion within PA (e.g., through concepts of myths and ceremonies, and isomorphic pressures), the disruptive potential and unique characteristics of AI raise critical questions about the continued explanatory power and applicability of these theories in a rapidly evolving world. Specifically, how do these theories and strains of literature account for the distinct drivers and impacts of AI adoption, and are established institutional mechanisms robust enough to accommodate or shape this technological transformation?
This paper seeks to address:
(1) How adequately do classical and neo-institutional theories explain the processes of AI adoption, implementation, and stabilization within diverse public sector contexts?
(2) To what extent might the unique characteristics of AI challenge or potentially override traditional institutional mechanisms, particularly isomorphism?
(3) What is the specific role of regulation, such as the European Union's AI Act, in shaping the institutionalization of AI practices within PA?
This study employs a conceptual and theoretical review methodology rooted in a selection of case studies. It involves a critical synthesis of seminal literature in institutional and neo-institutional theory (Selznick, 1957, 1996; Meyer & Rowan, 1977, DiMaggio & Powell, 1983; Zucker, 1977) and following literature focusing on digital innovation, alongside emerging literature on AI in public administration and relevant policy documents. In order to ground the ideas presented, well documented cases like SyRi (Bekker, 2021; van Bekkum & Borgesius, 2021; Rachovitsa & Johann, 2022) will be analysed through the lenses of theory.
The paper is grounded primarily in institutional theory and neo-institutionalism, focusing on concepts such as organization, institutional pillars (regulative, normative, cultural-cognitive), and mechanisms of isomorphism (coercive, mimetic, normative). It also draws upon literature on organizational change and technology adoption from an institutional perspective.
I hypothesize that AI adoption patterns in PA will largely follow existing institutional contours shaped by regulative, normative, and cultural-cognitive elements, as predicted by neo-institutional theory. However, the mimetic pressure to adopt AI might operate differently than for previous technologies, driven more by (inaccurate) perceptions of AI’s potential than purely symbolic adoption – risking unintended effects. Furthermore, I’ll argue that the EU AI Act represents a significant coercive isomorphic force designed to standardize AI governance practices, aiming to ensure safety, ethics, and human rights, thus reinforcing rather than surpassing institutional control mechanisms. What’s new, are the cultural features and skills necessary to understand and effectively use AI.
I anticipate finding that institutional theories remain highly relevant. Although, certain aspects related to employees’ culture and skills, algorithmic specificity, data governance challenges, and the pace of technical change require careful consideration and potentially theoretical refinement or adaptation. The analysis is expected to show that AI will not likely surpass fundamental institutional mechanisms, perhaps reshaping the modalities through which these mechanisms operate, particularly under the influence of targeted regulation.
Key challenges in conducting such a study include the rapid evolution of both AI technology and related regulatory landscapes, potentially outpacing the analysis. The lack of extensive, updated empirical data on real AI implementation projects across diverse PA contexts poses a limitation for drawing definitive conclusions, necessitating a focus on conceptual exploration and framing future empirical research agendas.
Motivation letter
Dear Chair of the Symposium,
Let me express my interest in discussing some of my ideas with my peers and my betters. As I approach the final stages of my doctoral program in public administration in the University of Milan-Bicocca, I am keenly focused on transitioning into the next phase of my academic career.
Throughout my academic journey, I’ve been fuelled not only by the pursuit of knowledge but also by the invaluable exchange of ideas with fellow researchers. I am particularly eager for opportunities to connect with peers, engage in stimulating discussions about current research challenges and future directions, and build collaborative relationships. I am excited by the prospect of contributing my own perspectives while learning from others. I am confident that my mixed background, combined with experience in field research in various public administrations, can be of value while discussing others’ work.
Having dedicated the past seven years (even before starting the doctoral program) to assisting in research and academic training, first, and shifting to gradually more prominent roles, I am now poised to take the next step in my career. My doctoral work on AI in public administration has matured enough to be stressed and tested against different perspectives. I am particularly drawn to the prospect of potentially participating in cross-cultural collaborations: I already established one bridge with Portugal through my visiting semester and I’m looking to expand.
Thank you for considering my application. I have sent a proposal (co-authored by my Tutor) in the Open track as well: independently how that goes, I wish to have the opportunity to participate in the Symposium.
Sincerely,
Alessandro Grassi